Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Guido Larocca is a financial advisor with over 15 years of experience in the financial services industry. Anthony is currently registered with Cambridge Investment Research Advisors, Inc. in Michigan and Texas. Anthony holds a Series 6, 7, 63 and 65 securities license and is also a Chartered Financial Consultant. Prior to joining Cambridge, Anthony has worked with National Planning Corporation and Transamerica Financial Advisors, Inc. Anthony specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting. Anthony is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MI
05/03/2021 - Present
Cambridge Investment Research Advisors, Inc. (Clinton TWP MI)
MI
10/17/2012 - 10/19/2017
NATIONAL PLANNING CORPORATION (Clinton Twp MI)
MI
09/04/2009 - 10/15/2012
TRANSAMERICA FINANCIAL ADVISORS, INC (SHELBY TOWNSHIP MI)
MI
04/28/2009 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (SHELBY TOWNSHIP MI)
MI
02/28/2008 - 03/20/2009
SIGNATOR INVESTORS, INC. (SOUTHFIELD MI)
IA
Issued 06/20/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/12/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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