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Anthony Guglielmo

A.g.p. / Alliance Global Partners

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About Anthony Guglielmo

Anthony Guglielmo is a financial professional with over 35 years of experience in the financial services industry. Anthony is currently registered with A.g.p. / Alliance Global Partners in Holmdel, NJ. Anthony has a wide range of experience in the industry, and he is well-versed in a variety of financial products and services. Anthony holds a Series 7, Series 24, Series 52, Series 53, Series 55, Series 57, Series 99 and Series 63 license. Anthony specializes in providing financial advice to individuals, businesses, and investment companies. Anthony is committed to helping clients achieve their financial goals.

Firm Information

Anthony Guglielmo is currently registered with A.g.p. / Alliance Global Partners. A.g.p. / Alliance Global Partners is a Limited Liability Company with a main office in Westport, Connecticut, and has been operating since July 2022. The firm has over 238 registered representatives and manages over $1.6 billion in regulatory assets. A.g.p. / Alliance Global Partners provides a variety of advisory services, including financial planning, portfolio management for individuals and businesses, selection of other advisors, and portfolio management for pooled investment vehicles. They cater to a diverse range of clients, including individuals, high-net-worth individuals, businesses, corporations, and charitable organizations.
A.g.p. / Alliance Global Partners

88 POST ROAD WEST

WESTPORT, CT 06880

$1.69B

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Sub-adviser of pooled investment vehicle charges a performance f

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Anthony Guglielmo’s Registration & Firm History

NJ

04/03/2023 - Present

A.g.p. / Alliance Global Partners (Holmdel NJ)

NJ

06/09/2017 - 05/02/2023

AEGIS CAPITAL CORP. (Red Bank NJ)

NJ

11/22/2013 - 06/02/2017

NATIONAL SECURITIES CORPORATION (TINTON FALLS NJ)

NJ

04/01/2002 - 11/22/2013

PRIME CAPITAL SERVICES, INC. (FREEHOLD NJ)

CO

04/06/1998 - 04/02/2002

SCHNEIDER SECURITIES, INC. (DENVER CO)

NY

03/07/1997 - 04/21/1998

H.J. MEYERS & CO., INC. (ROCHESTER NY)

NY

05/26/1995 - 03/04/1997

ROBB PECK MCCOOEY CLEARING CORPORATION (NEW YORK NY)

NJ

08/23/1994 - 06/02/1995

WAYNE, GRAYSON CAPITAL CORP. (RED BANK NJ)

FL

03/18/1993 - 09/06/1994

WESTFALIA INVESTMENTS, INC. (FORT LAUDERDALE FL)

IL

08/30/1991 - 03/18/1993

THE CHICAGO CORPORATION (CHICAGO IL)

NY

06/18/1991 - 08/28/1991

PURCELL GRAHAM INCORPORATED (NEW YORK NY)

NA

05/29/1990 - 06/12/1991

JESUP, JOSEPHTHAL & CO., INC.

NA

04/13/1989 - 05/29/1990

JOSEPHTHAL & CO., INCORPORATED

NA

07/23/1987 - 05/22/1989

MURPHY & DURIEU

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Licenses & Designations

BC

Issued 11/28/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/27/2017

Series 53 - Municipal Securities Principal Examination

BC

Issued 05/13/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/18/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Anthony Guglielmo.
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