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Anthony Griffith

Bofa Securities, Inc.

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About Anthony Griffith

Anthony Griffith is a financial professional with over 20 years of experience in the industry. Anthony is currently registered with Bofa Securities, Inc. in Philadelphia, PA. Anthony has previously been registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BOE SECURITIES INC., and COMMERCE CAPITAL MARKETS, INC.

Firm Information

Anthony Griffith is currently registered with Bofa Securities, Inc.. Bofa Securities, Inc. is a corporation formed in September 2015 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Bofa Securities provides research-related services and publishes periodicals. The firm has 314 registered representatives.
Bofa Securities, Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

Not reported

Assets Under Management

Not reported

Total Clients

1,401

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Anthony Griffith’s Registration & Firm History

PA

05/10/2019 - Present

Bofa Securities, Inc. (PHILADELPHIA PA)

PA

04/06/2011 - 05/10/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHILADELPHIA PA)

PA

05/02/2002 - 08/01/2002

BOE SECURITIES INC. (PHILADELPHIA PA)

PA

03/26/1992 - 09/27/1999

COMMERCE CAPITAL MARKETS, INC. (PHILADELPHIA PA)

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Licenses & Designations

BC

Issued 04/18/2011

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 06/19/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/18/2011

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/2011

Series 7 - General Securities Representative Examination

BC

Issued 03/24/1992

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Anthony Griffith.
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