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Anthony Giordano

State Street Global Advisors Funds Distributors, LLC

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About Anthony Giordano

Anthony Giordano is a financial professional with over 17 years of experience in the industry. Anthony Giordano currently works at State Street Global Advisors Funds Distributors, LLC as a registered representative. Previously Anthony Giordano has worked at Deutsche Bank Securities Inc., Nomura Securities International, Inc. and Citigroup Global Markets Inc. Anthony Giordano has a variety of licenses and registrations, including Series 3, 4, 7, 24, 55, 57TO and SIE. Anthony Giordano holds a Series 63 state license and is registered in all 50 states and the District of Columbia.

Firm Information

Anthony Giordano is currently registered with State Street Global Advisors Funds Distributors, LLC. State Street Global Advisors Funds Distributors, LLC is a Limited Liability Company formed in March 2002. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has an active SEC registration. The firm has reported 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Giordano’s Registration & Firm History

NY

10/08/2018 - Present

State Street Global Advisors Funds Distributors, LLC (New York NY)

NY

01/17/2018 - 03/02/2018

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

05/10/2010 - 07/25/2016

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

02/02/2004 - 05/24/2010

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/07/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/14/2014

Series 4 - Registered Options Principal Examination

BC

Issued 05/25/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 03/02/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/09/2005

Series 3 - National Commodity Futures Examination

BC

Issued 09/18/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/31/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Giordano.
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