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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Gillespie Gaines is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Anthony has over 28 years of experience in the financial services industry. Anthony is registered with the state of Mississippi and Texas as a registered representative and investment advisor representative. Anthony has also passed the Uniform Securities Agent State Law Examination (Series 63) and the Uniform Investment Adviser Law Examination (Series 65). Anthony offers a variety of financial services to individuals, families, and businesses. This includes financial planning, portfolio management, and investment consulting services. Anthony is dedicated to helping clients achieve their financial goals. Anthony is also a Certified Financial Planner. Anthony has been with Wells Fargo Clearing Services, LLC since 2016. Previously, Anthony worked for Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MS
09/16/2010 - Present
Wells Fargo Clearing Services, LLC (TUPELO MS)
MS
06/01/2009 - 09/22/2010
MORGAN STANLEY SMITH BARNEY (TUPELO MS)
MS
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (TUPELO MS)
MS
01/01/1994 - 04/02/2007
MORGAN STANLEY DW INC. (TUPELO MS)
IA
Issued 06/04/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/20/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1994
Series 3 - National Commodity Futures Examination
BC
Issued 12/29/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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