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Anthony Gerrard Giordano

Quint Capital Corp.

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About Anthony Gerrard Giordano

Anthony Giordano is a registered investment advisor representative with Quint Capital Corp. Anthony has been in the financial services industry since May 1984. Before joining Quint Capital Corp. Anthony was registered with Wells Fargo Clearing Services, LLC. Anthony is also registered with the states of Arizona, California, Connecticut, Florida, Georgia, Illinois, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, and Texas.

Firm Information

Anthony Giordano is currently registered with Quint Capital Corp.. Quint Capital Corp. is a corporation formed in May 1989, headquartered in New York, NY. They are an investment advisor that provides portfolio management for individuals. The firm is registered with the SEC and in 31 states. They currently have 6 licensed agents, 5 investment advisor representatives, and 6 registered representatives. Quint Capital Corp. manages approximately $147,573,714 in regulatory assets under management, with $56,373,159 of that being discretionary. They serve high net worth individuals and individuals other than high net worth.
Quint Capital Corp.

230 PARK AVE

NEW YORK, NY 10169

$147.57M

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Anthony Giordano’s Registration & Firm History

NY

10/14/2021 - Present

Quint Capital Corp. (NEW YORK NY)

NY

01/01/2008 - 10/14/2021

WELLS FARGO CLEARING SERVICES, LLC (PORT JEFFERSON NY)

NY

03/01/1990 - 01/03/2008

A. G. EDWARDS & SONS, INC. (PORT JEFFERSON NY)

NA

02/01/1990 - 03/01/1990

JESUP & LAMONT, INCORPORATED

NA

03/27/1989 - 01/30/1990

J. T. MORAN & CO., INC.

NA

01/02/1990 - 01/27/1990

HANIFEN, IMHOFF SECURITIES CORP.

NA

11/22/1989 - 01/02/1990

MOORE & SCHLEY, CAMERON & CO.

NA

05/24/1984 - 04/13/1989

MCLAUGHLIN, PIVEN, VOGEL INC.

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Licenses & Designations

IA

Issued 10/19/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/07/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Anthony Gerrard Giordano. Review regulatory record here.
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