Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Sarra has been a registered representative since December 1986. Anthony currently works for The Leaders Group, Inc., a firm based in Littleton, CO and previously worked for Northwestern Mutual Investment Services, LLC., Robert W. Baird & Co. Incorporated and Prudential-Bache Securities Inc.. Anthony has passed the Series 6, Series 7, and Series 63 exams and holds active registrations in 5 states, including California, Connecticut, Florida, New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/18/2016 - Present
THE Leaders Group, Inc. (LITTLETON CO)
WI
04/25/1991 - 05/01/2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
04/25/1991 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
12/23/1986 - 11/30/1989
PRUDENTIAL-BACHE SECURITIES INC.
BC
Issued 04/28/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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