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Anthony Gerard Engrassia

Prosperity Capital Advisors

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About Anthony Gerard Engrassia

Anthony Engrassia is an investment advisor representative with Prosperity Capital Advisors. Anthony is a licensed investment advisor in North Carolina and Texas. Anthony has been in the financial services industry since 1991. He has a broad background in financial planning, portfolio management, and insurance. Anthony is committed to providing personalized financial advice to his clients. He has a proven track record of helping individuals and families achieve their financial goals. Anthony is a member of the Association of Financial Consultants and the American Financial Education Alliance. Anthony is also a board member for Habitat for Humanity.

Firm Information

Anthony Engrassia is currently registered with Prosperity Capital Advisors. Prosperity Capital Advisors is an investment advisory firm based in WESTLAKE, OH, with over 96 licensed agents and over 101 investment adviser representatives. They manage over $2.2 billion in assets for a variety of clients, including high-net-worth individuals, corporations, and pension plans. The firm provides financial planning, portfolio management, and educational seminars. They also assist clients with selecting other financial advisors.
Prosperity Capital Advisors

30400 DETROIT ROAD

WESTLAKE, OH 44145

$2.25B

Assets Under Management

280

Total Clients

100

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Anthony Engrassia’s Registration & Firm History

NC

02/01/2023 - Present

Prosperity Capital Advisors (Rocky Mount NC)

GA

07/23/2020 - 11/02/2020

MERCAP SECURITIES, LLC (ATLANTA GA)

NC

09/20/1993 - 08/28/2018

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (ROCKY MOUNT NC)

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Licenses & Designations

IA

Issued 10/06/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/20/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/28/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Anthony Gerard Engrassia.
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