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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Brown is a financial advisor with Raymond James Financial Services Advisors, Inc. Anthony has been working in the financial services industry since February 1998. Anthony has worked in Lexington, Kentucky, since 2000. Anthony specializes in providing financial advice to high-net-worth individuals, corporations, insurance companies, and pension plans. Anthony is registered with the state of Kentucky as an investment advisor representative. Anthony holds the Series 6, 7, 63, and 65 licenses and the SIE exam designation. Anthony's clients include individuals, businesses, insurance companies, charitable organizations, and pension and profit-sharing plans. Anthony works at the Raymond James Financial Services Advisors, Inc. branch located in Lexington, Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
KY
06/20/2012 - Present
Raymond James Financial Services Advisors, Inc. (Lexington KY)
KY
11/15/2000 - 04/09/2012
FIFTH THIRD SECURITIES, INC. (LEXINGTON KY)
MO
10/04/2000 - 12/01/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
OH
03/27/1999 - 10/06/2000
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
OH
02/24/1999 - 03/27/1999
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
NA
06/18/1998 - 01/14/1999
BANC ONE SECURITIES CORPORATION
IL
10/28/1997 - 01/14/1999
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 03/01/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/09/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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