Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Garcia is a registered investment advisor representative with Raymond James & Associates, Inc. Anthony has been in the financial services industry since 2019. Anthony has passed both the Series 63 and Series 65 exams, allowing Anthony to provide investment advice in a variety of states. Anthony also holds a Series 7TO, giving Anthony the ability to provide a range of securities products. Anthony has experience working with individuals, businesses, and retirement plans. Anthony is dedicated to providing personalized financial advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
04/24/2023 - Present
Raymond James & Associates, Inc. (OKLAHOMA CITY OK)
OK
08/05/2019 - 02/02/2022
MML INVESTORS SERVICES, LLC (OKLAHOMA CITY OK)
IA
Issued 06/22/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/05/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/21/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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