Unclaimed
Anthony Delcarmine is a registered representative with Castleoak Securities, LP. Anthony has been in the securities industry since 1998. Anthony has passed the Series 7, 55, 63, SIE and Series 57TO exams. Anthony is registered with the states of New York and Tennessee. Anthony was previously employed by National Financial Services LLC, Thomas Weisel Partners LLC, UBS Securities LLC and SBC Warburg Dillon Read Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/30/2015 - Present
Castleoak Securities, LP (NEW YORK NY)
NY
06/22/2009 - 10/14/2014
NATIONAL FINANCIAL SERVICES LLC (NEW YORK CITY NY)
NY
08/20/2007 - 02/23/2009
THOMAS WEISEL PARTNERS LLC (NEW YORK NY)
CT
06/29/1998 - 08/21/2007
UBS SECURITIES LLC (STAMFORD CT)
CT
01/01/1998 - 06/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
BC
Issued 01/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/26/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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