Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Cavanna is a financial professional with over 25 years of experience in the industry. Anthony is currently registered with J.P. Morgan Securities LLC and has previously held positions with CREDIT SUISSE SECURITIES (USA) LLC, BARCLAYS CAPITAL INC., LEHMAN BROTHERS INC., GOLDMAN, SACHS & CO., CSFBDIRECT, INC., and ALLEN & COMPANY INCORPORATED. Anthony holds several industry licenses, including Series 3, 7, 24, 63, SIE, and 99TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
05/30/2013 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
11/17/2008 - 05/21/2013
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/22/2008 - 12/02/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/22/2004 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/12/2001 - 05/05/2004
GOLDMAN, SACHS & CO. (NEW YORK NY)
NJ
02/26/2001 - 03/06/2001
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NJ
04/15/1999 - 02/16/2001
CSFBDIRECT, INC. (JERSEY CITY NJ)
NY
11/20/1996 - 04/08/1999
ALLEN & COMPANY INCORPORATED (NEW YORK NY)
BC
Issued 12/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2009
Series 3 - National Commodity Futures Examination
BC
Issued 11/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Anthony Cavanna is the right advisor for you? Invested Better is here to help.
