Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Rinaldi is a financial professional with over 20 years of experience in the securities industry. Anthony currently works at Barclays Capital Inc. and has previously worked at Citigroup Global Markets Inc., GTS Securities LLC, and Labranche & Co. LLC. Anthony is a Series 7, Series 21, Series 25, Series 63, Series 72 and Series 14A licensed professional. Anthony's experience encompasses a wide range of financial services, including investment banking, securities trading, and wealth management. Anthony is dedicated to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/06/2022 - Present
Barclays Capital Inc. (NEW YORK NY)
NY
04/05/2021 - 05/09/2022
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/14/2016 - 01/15/2021
GTS SECURITIES LLC (New York NY)
NY
01/25/2010 - 04/27/2016
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/04/2001 - 01/27/2010
LABRANCHE & CO. LLC (NEW YORK NY)
NJ
07/25/2001 - 08/10/2001
HEARTLAND SECURITIES CORP. (EDISON NJ)
NY
04/27/2001 - 06/21/2001
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NY
09/30/1996 - 05/14/1999
CANTOR FITZGERALD & CO. (NEW YORK NY)
BC
Issued 01/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2019
Series 14A - Compliance Official Specialist Exam
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2000
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 12/14/1999
Series 25 - NYSE Trading Assistant Examination
BC
Issued 09/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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