Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Gioco is a financial advisor with over 28 years of experience in the financial services industry. Anthony is a Registered Representative and Investment Advisor Representative with Raymond James & Associates, Inc. Anthony has held various positions at TD Ameritrade, Inc., Charles Schwab & Co., Inc., Fidelity Brokerage Services LLC, Prudential Securities Incorporated, Murphey, Marseilles, Smith & Nammack, Inc., J.B. Oxford & Company, and Olde Discount Corporation. Anthony has a Series 3, Series 4, Series 7, Series 9, Series 10, Series 24, Series 63, and Series 65 license and holds the Chartered Financial Analyst designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
09/24/2020 - Present
Raymond James & Associates, Inc. (HOUSTON TX)
TX
05/06/2009 - 09/26/2020
TD AMERITRADE, INC. (HOUSTON TX)
TX
11/17/2006 - 01/27/2009
CHARLES SCHWAB & CO., INC. (HOUSTON TX)
RI
10/27/1998 - 05/31/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NY
05/19/1997 - 06/22/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/01/1997 - 04/11/1997
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC. (NEW YORK NY)
CA
11/22/1994 - 11/25/1996
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
MI
05/19/1993 - 11/02/1994
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 08/01/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/03/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 05/14/1996
Series 4 - Registered Options Principal Examination
BC
Issued 08/28/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1997
Series 3 - National Commodity Futures Examination
BC
Issued 05/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Anthony Gioco is the right advisor for you? Invested Better is here to help.
