Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Sciaraffo is a financial professional with over 20 years of experience in the securities industry. Currently, Anthony works as a Registered Representative with Broadridge Business Process Outsourcing, LLC. Previously, Anthony has worked with Barclays Capital Inc., UBS Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Anthony has a strong background in investments and is licensed to provide investment advice in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
12/18/2019 - Present
Broadridge Business Process Outsourcing, LLC (Newark NJ)
NY
08/30/2012 - 11/22/2019
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/22/2006 - 08/30/2012
UBS SECURITIES LLC (NEW YORK NY)
NY
04/11/2001 - 03/20/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/30/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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