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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Nicoletti is a financial advisor with over 40 years of experience in the industry. Anthony is currently registered with Capitol Securities Management, Inc., in Rochester, NY and holds the Series 7, 63, SIE, and PC licenses. Anthony has a strong track record of providing financial advice to a variety of clients, including high-net-worth individuals, corporations, trusts and estates, and charitable organizations. Anthony is known for his expertise in portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
12/11/2008 - Present
Capitol Securities Management, Inc. (ROCHESTER NY)
NY
04/02/2007 - 07/22/2008
MORGAN STANLEY & CO. INCORPORATED (BATAVIA NY)
NY
09/15/2006 - 04/02/2007
MORGAN STANLEY DW INC. (WILLIAMSVILLE NY)
NY
09/30/2002 - 09/18/2006
WACHOVIA SECURITIES, LLC (ROCHESTER NY)
NY
02/07/2000 - 09/30/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
OH
09/04/1998 - 02/04/2000
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NY
04/01/1991 - 09/04/1998
ESSEX CAPITAL MARKETS, INC. (ROCHESTER NY)
CT
09/30/1985 - 04/05/1991
ADVEST, INC. (HARTFORD CT)
NA
03/07/1985 - 09/30/1985
BURGESS & LEITH INCORPORATED
NA
02/24/1978 - 03/15/1985
DEAN WITTER REYNOLDS INC.
NA
02/04/1977 - 02/24/1978
REYNOLDS SECURITIES, INC.
NA
05/23/1973 - 03/25/1977
E. F. HUTTON & COMPANY INC
NA
10/20/1972 - 07/03/1973
GEORGE D. B. BONBRIGHT & CO.
BC
Issued 08/12/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1977
PC - AMEX Put and Call Exam
BC
Issued 10/06/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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