Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Fiumara is a financial professional with over 28 years of experience in the securities industry. Anthony is currently registered with Raymond James & Associates, Inc. Anthony has previously worked for STEPHENS, MORGAN STANLEY DW INC., CIBC OPPENHEIMER CORP., STERLING FOSTER & COMPANY, INC., and VTR CAPITAL, INC. Anthony holds a Series 7, Series 63, and Series 66 license. Anthony specializes in portfolio management for individuals and businesses. Anthony also offers financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/23/2024 - Present
Raymond James & Associates, Inc. (NEW YORK NY)
NY
08/27/2004 - 10/10/2012
STEPHENS (NEW YORK NY)
NY
05/27/1998 - 09/02/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
07/31/1997 - 05/11/1998
CIBC OPPENHEIMER CORP. (NEW YORK NY)
NY
08/11/1995 - 03/11/1997
STERLING FOSTER & COMPANY, INC. (UNIONDALE NY)
NY
05/09/1995 - 07/20/1995
VTR CAPITAL, INC. (NEW YORK NY)
NY
11/30/1994 - 05/11/1995
STERLING FOSTER & COMPANY, INC. (UNIONDALE NY)
BOTH
Issued 07/11/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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