Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Sposato is a financial advisor at Ameriprise Financial Services, LLC, based in Bluffton, SC, with over 30 years of experience in the financial services industry. Anthony previously worked for Wells Fargo Advisors, LLC, First Union Brokerage Services, Inc., MDS Securities Incorporated, First Albany Corporation, and Investors Associates, Inc. Anthony is licensed to provide investment advice in a number of states, including New Jersey, South Carolina, Texas, California, Connecticut, Delaware, Florida, Georgia, Kansas, Maryland, Massachusetts, Michigan, Missouri, New Jersey, New York, Ohio, Oklahoma, Pennsylvania, South Carolina, Tennessee, Virginia, and Wisconsin. Anthony holds a Series 63, 66, 7, 9, and 10 license. Anthony specializes in providing financial advice to individuals, families, businesses, trusts and estates, pension and profit sharing plans, corporations and other businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
11/05/2024 - Present
Ameriprise Financial Services, LLC (PARAMUS NJ)
NJ
10/01/2000 - 09/08/2011
WELLS FARGO ADVISORS, LLC (CLIFTON NJ)
NC
02/06/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IN
07/29/1997 - 01/22/1998
MDS SECURITIES INCORPORATED (CARMEL IN)
NY
11/13/1995 - 06/25/1997
FIRST ALBANY CORPORATION (NEW YORK NY)
NJ
09/10/1993 - 11/20/1995
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
BOTH
Issued 02/16/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/13/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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