Unclaimed
Anthony Dwyer is a financial professional with over 30 years of experience in the industry. Anthony Dwyer is currently registered with Canaccord Genuity LLC in New York, NY. Anthony Dwyer has held previous positions with Canaccord Genuity Securities LLC, FTN Equity Capital Markets Corp., Kirlin Securities Inc., M.S. Farrell & Company, Inc., Ladenburg, Thalmann & Co., Inc., Josephthal Lyon & Ross Incorporated, Sherwood Securities Corp., and Prudential Securities Incorporated. Anthony Dwyer is a Series 63, Series 24, SIE, Series 87, Series 86, Series 16 and Series 7 licensed professional. Anthony Dwyer is registered with the states of California, Massachusetts, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/27/2012 - Present
Canaccord Genuity LLC (NEW YORK NY)
NY
02/09/2010 - 09/26/2012
CANACCORD GENUITY SECURITIES LLC (NEW YORK NY)
NY
06/16/2003 - 02/08/2010
FTN EQUITY CAPITAL MARKETS CORP. (NEW YORK NY)
NY
10/08/1999 - 06/26/2003
KIRLIN SECURITIES INC. (SYOSSET NY)
NY
05/09/2001 - 09/01/2001
M.S. FARRELL & COMPANY, INC. (SYOSSET NY)
NY
09/26/1997 - 09/28/1999
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
10/20/1994 - 10/26/1995
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NY
03/08/1993 - 09/28/1994
SHERWOOD SECURITIES CORP. (NEW YORK NY)
NY
11/23/1988 - 02/22/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 02/15/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/08/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/28/1999
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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