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Anthony Fidelis Dwyer

Canaccord Genuity LLC

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About Anthony Fidelis Dwyer

Anthony Dwyer is a financial professional with over 30 years of experience in the industry. Anthony Dwyer is currently registered with Canaccord Genuity LLC in New York, NY. Anthony Dwyer has held previous positions with Canaccord Genuity Securities LLC, FTN Equity Capital Markets Corp., Kirlin Securities Inc., M.S. Farrell & Company, Inc., Ladenburg, Thalmann & Co., Inc., Josephthal Lyon & Ross Incorporated, Sherwood Securities Corp., and Prudential Securities Incorporated. Anthony Dwyer is a Series 63, Series 24, SIE, Series 87, Series 86, Series 16 and Series 7 licensed professional. Anthony Dwyer is registered with the states of California, Massachusetts, and New York.

Firm Information

Anthony Dwyer is currently registered with Canaccord Genuity LLC. Canaccord Genuity LLC is a Limited Liability Company formed in February 2004. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Canaccord Genuity LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Dwyer’s Registration & Firm History

NY

03/27/2012 - Present

Canaccord Genuity LLC (NEW YORK NY)

NY

02/09/2010 - 09/26/2012

CANACCORD GENUITY SECURITIES LLC (NEW YORK NY)

NY

06/16/2003 - 02/08/2010

FTN EQUITY CAPITAL MARKETS CORP. (NEW YORK NY)

NY

10/08/1999 - 06/26/2003

KIRLIN SECURITIES INC. (SYOSSET NY)

NY

05/09/2001 - 09/01/2001

M.S. FARRELL & COMPANY, INC. (SYOSSET NY)

NY

09/26/1997 - 09/28/1999

LADENBURG, THALMANN & CO., INC. (NEW YORK NY)

NY

10/20/1994 - 10/26/1995

JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)

NY

03/08/1993 - 09/28/1994

SHERWOOD SECURITIES CORP. (NEW YORK NY)

NY

11/23/1988 - 02/22/1993

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/15/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/07/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/04/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/08/2004

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 06/28/1999

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 11/19/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Anthony Fidelis Dwyer.
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