Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Falco is a financial professional with over 20 years of experience in the financial services industry. Anthony has held a variety of roles at several firms, including Scotia Capital (usa) Inc., Scottrade, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Anthony is currently registered with Scotia Capital (usa) Inc. and holds the Series 7, 24, 63, 65, 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/03/2023 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NJ
03/25/2014 - 05/05/2014
SCOTTRADE, INC. (ENGLISHTOWN NJ)
NJ
12/05/2012 - 10/02/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
IL
06/11/2009 - 12/07/2010
ROSENTHAL GLOBAL SECURITIES LLC (CHICAGO IL)
NY
11/16/1993 - 06/11/2007
MITSUBISHI UFJ SECURITIES (USA), INC. (NEW YORK NY)
NA
12/14/1989 - 06/07/1993
DISCOUNT CORPORATION OF NEW YORK
BC
Issued 02/11/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/08/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/16/2001
Series 24 - General Securities Principal Examination
BC
Issued 04/03/2023
Series 99TO - Operations Professional Examination
BC
Issued 04/03/2023
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Anthony Falco is the right advisor for you? Invested Better is here to help.
