Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Faicco is a financial advisor with Morgan Stanley. Anthony has over 11 years of experience in the financial services industry. Anthony is registered with the state of New York, and he also holds the Series 66 and Series 7 licenses, as well as the SIE exam. Anthony's previous employment includes positions with UBS Financial Services Inc., MML Investors Services, LLC, Park Avenue Securities LLC, HSBC Securities (USA) Inc., and AXA Advisors, LLC. Anthony has a strong understanding of the financial markets and is committed to providing his clients with personalized financial advice. Anthony is dedicated to helping clients achieve their financial goals. Anthony is available to discuss your financial needs and help you develop a plan to achieve your goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/12/2020 - Present
Morgan Stanley (Jericho NY)
NY
10/25/2018 - 05/18/2020
UBS FINANCIAL SERVICES INC. (GARDEN CITY NY)
NY
03/28/2018 - 10/02/2018
MML INVESTORS SERVICES, LLC (Hauppague NY)
NY
03/26/2015 - 03/30/2016
PARK AVENUE SECURITIES LLC (Hauppauge NY)
NY
02/02/2015 - 02/20/2015
HSBC SECURITIES (USA) INC. (GARDEN CITY NY)
NY
11/06/2012 - 01/09/2015
MML INVESTORS SERVICES, LLC (NEW YORK NY)
NY
03/09/2011 - 07/11/2012
AXA ADVISORS, LLC (MELVILLE NY)
BOTH
Issued 08/16/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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