Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony F. Stedem is a financial advisor with over 40 years of experience in the industry. Anthony is currently registered with Raymond James & Associates, Inc., and has previously been associated with several other firms, including Wells Fargo Clearing Services, LLC, UBS Financial Services Inc., A. G. Edwards & Sons, Inc. and Prudential Securities Incorporated. Anthony holds a variety of licenses and certifications, including Series 3, 7, 9, 10, 15, 63, and 65. Anthony specializes in portfolio management for individuals and businesses, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
02/09/2018 - Present
Raymond James & Associates, Inc. (COLORADO SPRINGS CO)
CO
01/14/2005 - 01/24/2018
WELLS FARGO CLEARING SERVICES, LLC (COLORADO SPRINGS CO)
NJ
01/28/1999 - 02/08/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MO
01/16/1996 - 01/22/1999
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
06/15/1983 - 01/17/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
12/08/1981 - 06/13/1983
COLUMBINE SECURITIES, INC.
NA
10/15/1981 - 01/04/1983
TRANSNATIONAL SECURITIES INC.
IA
Issued 04/20/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/09/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 06/22/1984
Series 3 - National Commodity Futures Examination
BC
Issued 08/15/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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