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Anthony F Caruso

Cetera Investment Advisers LLC

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About Anthony F Caruso

Anthony Caruso is a financial advisor with over 23 years of experience in the financial services industry. Anthony is registered with Cetera Investment Advisers LLC and is currently licensed in 27 states. Anthony holds the Series 6, 7, and SIE licenses. Anthony is also a Registered Representative with Cetera Advisor Networks LLC. Anthony has worked at several firms throughout their career including Securian Financial Services, Inc. and Linsco/Private Ledger Corp. Anthony is a partner with Vitale Caruso & Associates. Anthony provides financial planning, pension consulting, and portfolio management for individuals and businesses.

Firm Information

Anthony Caruso is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

792 CHIMNEY ROCK RD

MARTINSVILLE, NJ 08836

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Anthony Caruso’s Registration & Firm History

NJ

08/10/2023 - Present

Cetera Investment Advisers LLC (MARTINSVILLE NJ)

NJ

07/01/2005 - 08/10/2023

SECURIAN FINANCIAL SERVICES, INC. (Martinsville NJ)

SC

05/28/2004 - 07/01/2005

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

CT

02/28/2000 - 06/16/2004

WS GRIFFITH SECURITIES, INC. (HARTFORD CT)

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Licenses & Designations

BC

Issued 4/8/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 4/22/2010

Series 7 - General Securities Representative Examination

BC

Issued 2/24/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Anthony F Caruso. Review regulatory record here.
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