Unclaimed
Anthony Caruso is a financial advisor with over 23 years of experience in the financial services industry. Anthony is registered with Cetera Investment Advisers LLC and is currently licensed in 27 states. Anthony holds the Series 6, 7, and SIE licenses. Anthony is also a Registered Representative with Cetera Advisor Networks LLC. Anthony has worked at several firms throughout their career including Securian Financial Services, Inc. and Linsco/Private Ledger Corp. Anthony is a partner with Vitale Caruso & Associates. Anthony provides financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
08/10/2023 - Present
Cetera Investment Advisers LLC (MARTINSVILLE NJ)
NJ
07/01/2005 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (Martinsville NJ)
SC
05/28/2004 - 07/01/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CT
02/28/2000 - 06/16/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
BC
Issued 4/8/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/22/2010
Series 7 - General Securities Representative Examination
BC
Issued 2/24/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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