Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Esposito is a financial advisor with over 20 years of experience in the industry. Anthony has held positions at several prominent financial institutions, including J.P. Morgan Clearing Corp., Barclays Capital Inc., Swiss American Securities Inc., and Sanford C. Bernstein & Co., Inc. Anthony is currently registered with J.p. Morgan Prime Inc. and J.p. Morgan Securities LLC. Anthony holds FINRA Series 7, 63, 99TO and SIE licenses. Anthony is licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/14/2017 - Present
J.p. Morgan Prime Inc. (NEW YORK NY)
NY
02/03/2015 - 10/01/2016
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
08/17/2004 - 12/10/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
07/19/2001 - 10/03/2002
SWISS AMERICAN SECURITIES INC. (NEW YORK NY)
NY
05/25/1999 - 12/01/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BC
Issued 05/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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