Unclaimed
Anthony Edward Johnson is a financial professional with over 15 years of experience in the securities industry. Anthony holds multiple licenses and certifications, including the Series 7, 24, 52, 55, 57, 63, and 99. He is currently registered with Academy Securities, Inc. as a Registered Representative and General Securities Principal. Anthony has held previous roles at Pershing LLC, KCG Americas LLC, E1 Asset Management, Inc., MasterTrader.com, E*TRADE Securities LLC, Joseph Stevens & Company, Inc., Spencer Clarke LLC and H.C. Wainwright & Co., Inc. Anthony’s experience spans a variety of financial services sectors, including equities, fixed income, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/13/2024 - Present
Academy Securities, Inc. (NEW YORK NY)
NY
05/01/2015 - 03/13/2024
PERSHING LLC (NEW YORK NY)
NJ
05/02/2012 - 05/04/2015
KCG AMERICAS LLC (JERSEY CITY NJ)
NJ
03/03/2010 - 06/08/2010
E1 ASSET MANAGEMENT, INC. (JERSEY CITY NJ)
NY
04/17/2008 - 11/20/2009
MASTERTRADER.COM (WHITE PLAINS NY)
NJ
04/10/2007 - 11/21/2007
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NY
04/05/2002 - 11/21/2002
JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)
FL
12/12/2001 - 03/04/2002
SPENCER CLARKE LLC (MIAMI BEACH FL)
NY
10/11/2001 - 11/15/2001
H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)
BC
Issued 04/25/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2023
Series 24 - General Securities Principal Examination
BC
Issued 07/31/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/09/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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