Unclaimed
Anthony Cristiano is a financial advisor who has been in the industry since 1990. Anthony is currently registered with RBC Capital Markets, LLC and has been with the firm since 2023. Anthony has held previous positions at UBS Financial Services Inc., Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Equico Securities, Inc., and The Equitable Life Assurance Society of the United States. Anthony is a registered representative and investment advisor representative. Anthony has passed numerous securities exams, including the Series 6, 7, 9, 10, 31, 63, and 65 exams. Anthony holds board positions with the Jersey City Medical Center Foundation. Anthony Cristiano specializes in providing financial planning and investment management services for individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
03/30/2023 - Present
RBC Capital Markets, LLC (PARAMUS NJ)
NY
08/30/2013 - 04/10/2023
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
06/01/2009 - 09/06/2013
MORGAN STANLEY (NEW YORK NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
07/19/1994 - 04/02/2007
MORGAN STANLEY DW INC. (NEW YORK NY)
NY
04/11/1991 - 07/22/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/28/1989 - 02/04/1991
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
11/28/1989 - 02/04/1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 07/11/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/10/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 04/10/1991
Series 7 - General Securities Representative Examination
BC
Issued 11/27/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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