Unclaimed
Anthony Cataldo is a financial professional with a focus on providing investment advice and services. Anthony has been in the financial services industry since October 10, 2019, and is currently registered with Vanguard Marketing Corp. Anthony holds the Series 63, 7TO and SIE licenses. Anthony is registered with the state of Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
10/11/2019 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 10/23/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/11/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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