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Anthony Edward Buford

Berthel, Fisher & Co. Financial Services, Inc.

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About Anthony Edward Buford

Anthony Buford is an investment advisor representative registered with Berthel, Fisher & Co. Financial Services, Inc. and BFC Planning, Inc. Anthony has been in the securities industry since 2000. Anthony specializes in providing financial planning, portfolio management, and selection of other advisors. Anthony also offers insurance and construction management services.

Firm Information

Anthony Buford is currently registered with Berthel, Fisher & Co. Financial Services, Inc.. Berthel, Fisher & Co. Financial Services, Inc. is a corporation headquartered in CEDAR RAPIDS, IA that was formed on 1974-03-13. They have been approved by the SEC and registered in 51 states. The firm offers financial planning and portfolio management for individuals and selection of other advisers. They manage $742,220,394 in regulatory assets under management and have 3,481 total accounts. They have 92 licensed agents, 100 investment adviser representatives, 100 registered representatives, 100 investment advisory functions, and 50 adviser representatives for other investment advisers.
Berthel, Fisher & Co. Financial Services, Inc.

4201 42ND STREET NE

CEDAR RAPIDS, IA 52402

$742.22M

Assets Under Management

6

Total Clients

100

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Anthony Buford’s Registration & Firm History

KS

12/19/2016 - Present

Berthel, Fisher & Co. Financial Services, Inc. (ATCHISON KS)

MO

02/23/2005 - 02/23/2009

CAPITAL BROKERAGE CORPORATION (ST. JOSEPH MO)

OH

06/13/2000 - 01/18/2005

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

KS

11/10/1998 - 06/02/2000

MIDWEST CAPITAL MANAGEMENT, INC. (OVERLAND PARK KS)

MO

02/19/1997 - 11/25/1998

UMB SCOUT BROKERAGE SERVICES, INC. (KANSAS CITY MO)

MN

08/10/1993 - 03/06/1997

PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)

MA

03/04/1993 - 07/23/1993

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

03/04/1993 - 07/23/1993

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/13/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/13/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/02/2002

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/02/2017

Series 7 - General Securities Representative Examination

BC

Issued 11/17/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Edward Buford.
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