Unclaimed
Anthony Edward Anselmin is a financial professional with over 14 years of experience in the securities industry. Anthony is currently registered with Scotia Capital (usa) Inc. in New York. Prior to joining Scotia Capital (usa) Inc., Anthony worked at RBC Capital Markets, LLC. Anthony holds Series 7, 57TO, 99TO, SIE and Series 63 licenses. Anthony is licensed to provide securities related services in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/21/2014 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
05/26/2008 - 11/07/2014
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 04/23/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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