Unclaimed
Anthony Isola is a financial professional with over 25 years of experience in the industry. Anthony holds the Series 7, 99, and SIE licenses. Anthony is currently registered with Wells Fargo Securities, LLC and Wells Fargo Prime Services, LLC. Previously, Anthony was registered with Global Alternative Investment Services, Inc. and Thomas James Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/31/2017 - Present
Wells Fargo Securities, LLC (New York NY)
CA
05/31/2019 - 09/29/2020
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC. (SAN FRANCISCO CA)
NA
04/05/1993 - 05/20/1993
THOMAS JAMES ASSOCIATES, INC.
BC
Issued 03/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2017
Series 99 - Operations Professional Examination
BC
Issued 02/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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