Unclaimed
Anthony Du is a financial advisor with Avantax Investment Services, Inc. He has been in the industry since June 30, 2005. Anthony is licensed to sell securities in Oklahoma and has passed the Series 6, Series 63, and SIE exams. Anthony has been with Avantax Investment Services, Inc. since June 30, 2005.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
06/30/2005 - Present
Avantax Investment Services, Inc. (OKLAHOMA CITY OK)
BC
Issued 06/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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