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Anthony Du

Avantax Investment Services, Inc.

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About Anthony Du

Anthony Du is a financial advisor with Avantax Investment Services, Inc. He has been in the industry since June 30, 2005. Anthony is licensed to sell securities in Oklahoma and has passed the Series 6, Series 63, and SIE exams. Anthony has been with Avantax Investment Services, Inc. since June 30, 2005.

Firm Information

Anthony Du is currently registered with Avantax Investment Services, Inc.. Avantax Investment Services, Inc. is a Corporation formed in April 1983. The firm is registered with the SEC and in 53 states, providing services across the United States.

Not reported

Assets Under Management

Not reported

Total Clients

482

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Du’s Registration & Firm History

OK

06/30/2005 - Present

Avantax Investment Services, Inc. (OKLAHOMA CITY OK)

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Licenses & Designations

BC

Issued 06/29/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/25/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Du.
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