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Anthony Donato Pinto

Tradition Securities AND Derivatives LLC

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About Anthony Donato Pinto

Anthony Donato Pinto is a securities professional with over 25 years of experience in the financial services industry. Anthony holds a Series 7, Series 63, and SIE licenses and is registered with Tradition Securities And Derivatives LLC in New York. Previously, Anthony was registered with Euro Brokers, a division of Maxcor Financial Inc., Liberty Brokerage Inc., and Salomon Brothers Inc. Anthony has a proven track record of success in the financial services industry and is committed to providing his clients with the highest level of service.

Firm Information

Anthony Pinto is currently registered with Tradition Securities AND Derivatives LLC. Tradition Securities AND Derivatives LLC is a Limited Liability Company formed on March 30, 1989. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Pinto’s Registration & Firm History

NY

04/19/1999 - Present

Tradition Securities AND Derivatives LLC (New York NY)

NY

12/10/1996 - 05/06/1999

EURO BROKERS, A DIVISION OF MAXCOR FINANCIAL INC. (NEW YORK NY)

NJ

05/14/1996 - 12/09/1996

LIBERTY BROKERAGE INC. (JERSEY CITY NJ)

NY

05/14/1996 - 12/09/1996

LIBERTY BROKERS (NEW YORK NY)

NY

06/22/1995 - 04/29/1996

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/07/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Anthony Donato Pinto.
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