Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Dominic Polimeni is a financial advisor with RBC Capital Markets, LLC. Anthony has been in the financial services industry since 1990. Anthony has held several positions at various firms, including Morgan Stanley Smith Barney, Morgan Stanley Private Bank, National Association, City National Bank and RBC Capital Markets, LLC. Anthony is currently registered with the state of Florida and Texas. Anthony is also registered with the Financial Industry Regulatory Authority (FINRA) as a Registered Representative. Anthony has passed the Series 7, Series 9, Series 10, Series 63 and Series 65 exams. Anthony is a specialist in Public & Private Employee Benefit Plans, Endowment Funds, Foundations, Family Trusts & Various Capital/Operating Funds, Financial Planning, Pension Consulting, Educational Seminars, and Portfolio Management for Individuals, Businesses and Pooled Investment Vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
01/12/2023 - Present
RBC Capital Markets, LLC (BOCA RATON FL)
FL
06/01/2009 - 05/05/2022
MORGAN STANLEY (Boca Raton FL)
FL
09/26/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BOCA RATON FL)
FL
08/12/2003 - 10/09/2008
CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)
NJ
04/29/2002 - 08/28/2003
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
07/10/1997 - 05/20/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
12/06/1993 - 07/25/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/19/1991 - 12/07/1993
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
02/15/1991 - 11/19/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
07/10/1990 - 03/01/1991
FIRST CHOICE SECURITIES CORP.
IA
Issued 12/22/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/04/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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