Unclaimed
Anthony David Ringston is a financial advisor with Equity Services, Inc., a firm headquartered in Montpelier, VT. Anthony has over 20 years of experience in the financial services industry. Anthony is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, 7, 63, and 65 licenses, along with the SIE. Anthony has been recognized for providing investment and insurance advice to high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/22/2021 - Present
Equity Services, Inc. (ROSELAND NJ)
NY
03/05/2009 - 01/24/2012
HORNOR, TOWNSEND & KENT, INC. (UNIONDALE NY)
NY
05/10/2004 - 03/05/2009
NEW ENGLAND SECURITIES (UNIONDALE NY)
VT
01/02/2000 - 04/28/2004
EQUITY SERVICES, INC. (MONTPELIER VT)
IA
Issued 12/29/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2008
Series 7 - General Securities Representative Examination
BC
Issued 12/30/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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