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Anthony David Mayorkas

Brookfield Oaktree Wealth Solutions LLC

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About Anthony David Mayorkas

Anthony Mayorkas is a financial advisor with Brookfield Oaktree Wealth Solutions LLC. Anthony has over 15 years of experience in the financial services industry. Anthony holds the Series 3, 7, 24, 63, 79TO and SIE licenses and is registered to sell securities in Arizona, California, Hawaii, and New York. Prior to joining Brookfield Oaktree Wealth Solutions LLC, Anthony was a financial advisor with Brookfield Private Advisors LLC, AQR Investments, LLC, ALPS Distributors, INC., and Nuveen Securities, LLC.

Firm Information

Anthony Mayorkas is currently registered with Brookfield Oaktree Wealth Solutions LLC. Brookfield Oaktree Wealth Solutions LLC is a Limited Liability Company formed on February 4, 2021. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Mayorkas’s Registration & Firm History

CA

12/22/2021 - Present

Brookfield Oaktree Wealth Solutions LLC (Los Angeles CA)

NY

04/30/2021 - 12/22/2021

BROOKFIELD PRIVATE ADVISORS LLC (NEW YORK NY)

CA

01/02/2019 - 12/31/2019

AQR INVESTMENTS, LLC (Santa Monica CA)

CA

01/03/2013 - 12/31/2018

ALPS DISTRIBUTORS, INC. (Santa Monica CA)

CA

05/11/2006 - 11/02/2012

NUVEEN SECURITIES, LLC (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 06/05/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/24/2015

Series 30 - NFA Branch Manager Examination

BC

Issued 11/20/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/2013

Series 3 - National Commodity Futures Examination

BC

Issued 05/10/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony David Mayorkas.
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