Unclaimed
Anthony Friend is a financial advisor with over 30 years of experience in the financial services industry. Anthony is a registered representative of LPL Financial LLC, a financial services company with over $50 billion in assets under management. Anthony is licensed to provide financial advice in several states, including Nevada, Texas, California, Connecticut, Florida, Illinois, Massachusetts, Michigan, Minnesota, Missouri, New Hampshire, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
02/06/2024 - Present
LPL Financial LLC (HENDERSON NV)
NV
08/20/2010 - 02/08/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (HENDERSON NV)
NV
01/01/2008 - 08/23/2010
WELLS FARGO ADVISORS, LLC (HENDERSON NV)
NV
08/22/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (LAS VEGAS NV)
NY
04/24/1999 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
06/06/1995 - 04/26/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NJ
09/26/1994 - 06/06/1995
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
NY
11/12/1993 - 09/29/1994
H.J. MEYERS & CO., INC. (ROCHESTER NY)
BOTH
Issued 02/26/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/09/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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