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Anthony David Fabris

Northwestern Mutual Investment Services, LLC

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About Anthony David Fabris

Anthony David Fabris is a registered representative with Northwestern Mutual Investment Services, LLC. Anthony is based in Mequon, WI, and has been in the industry for over 3 years. Anthony is licensed to provide investment advice in 32 states. Anthony is registered with the state of Wisconsin. In addition to Anthony's work with Northwestern Mutual Investment Services, LLC, Anthony participates in a few other business activities. Anthony has a Series 7, Series 66 and SIE license. Anthony has been registered with FINRA since November 2023. The firm that Anthony is registered with, Northwestern Mutual Investment Services, LLC, is headquartered in Milwaukee, WI and has been in business for over 20 years.

Firm Information

Anthony Fabris is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Anthony Fabris’s Registration & Firm History

WI

11/07/2023 - Present

Northwestern Mutual Investment Services, LLC (MEQUON WI)

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Licenses & Designations

BOTH

Issued 10/12/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/07/2020

Series 7TO - General Securities Representative Examination

BC

Issued 06/17/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony David Fabris.
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