Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony David Allen is a registered representative with Raymond James & Associates, Inc., located in Tulsa, Oklahoma. Anthony is registered to provide investment advice in 30 states and is also a registered investment advisor in Oklahoma and Texas. Anthony has been in the securities industry since July 2013. He has a Series 66, Series 7 and SIE license. Anthony has a variety of experiences in the financial services industry having worked at Morgan Stanley and Morgan Stanley Private Bank, National Association before joining Raymond James & Associates, Inc. Anthony also owns and operates GOOD STEWARD ACCOUNTING in Tulsa, Oklahoma. He is an officer (President) of the Southern Parkes Estates Homeowners Association and is a trustee at Yale Avenue Christian Church. Anthony's primary focus is on individual and business financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
09/26/2017 - Present
Raymond James & Associates, Inc. (TULSA OK)
OK
07/03/2013 - 09/07/2017
MORGAN STANLEY (TULSA OK)
BOTH
Issued 07/26/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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