Invested Better
Unclaimed

Unclaimed

Unclaimed

Anthony David Agbay

Kovack Advisors, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Anthony? Claim Your Profile

About Anthony David Agbay

Anthony Agbay is an investment advisor representative with Kovack Advisors, Inc. Kovack Advisors, Inc. is a registered investment advisor with offices in Fort Lauderdale, Florida and Troy, Michigan. Anthony has over 25 years of experience in the financial services industry. Anthony holds a variety of licenses and registrations, including Series 7, Series 10, Series 31, Series 63 and Series 65. Anthony has worked for a number of financial firms including Raymond James & Associates, Inc., UBS Financial Services Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Anthony specializes in portfolio management for individuals and businesses.

Firm Information

Anthony Agbay is currently registered with Kovack Advisors, Inc.. Kovack Advisors, Inc. is an investment advisor headquartered in FT. LAUDERDALE, FL. The firm manages $4.29 billion in assets for a variety of clients, including high-net-worth individuals, corporations, individuals other than high-net-worth, and pension and profit-sharing plans. Kovack Advisors provides financial planning, portfolio management for businesses and individuals, and selection of other advisors. The firm employs 229 licensed agents and 300 investment adviser representatives. The firm's SEC number is 801-63048.
Kovack Advisors, Inc.

6451 N. FEDERAL HWY

FT. LAUDERDALE, FL 33308

$4.29B

Assets Under Management

1,602

Total Clients

264

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Anthony Agbay’s Registration & Firm History

MI

07/20/2015 - Present

Kovack Advisors, Inc. (TROY MI)

MI

07/13/2012 - 07/27/2015

L.M. KOHN & COMPANY (TROY MI)

MI

07/23/2009 - 07/19/2012

LEONARD & COMPANY (TROY MI)

MI

11/17/2006 - 07/22/2009

RAYMOND JAMES & ASSOCIATES, INC. (AUBURN HILLS MI)

MI

11/14/1998 - 11/24/2006

UBS FINANCIAL SERVICES INC. (TROY MI)

NY

11/16/1993 - 11/17/1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

Not sure if Anthony David Agbay is right for you?

Licenses & Designations

IA

Issued 04/16/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/15/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/14/2007

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/12/2007

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/2004

Series 31 - Futures Managed Funds Examination

BC

Issued 07/07/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 10 public disclosures for Anthony David Agbay. Review regulatory record here.
Not sure if Anthony David Agbay is right for you?