Unclaimed
Anthony D. Congdon is a financial professional with over 16 years of experience in the industry. Anthony has a strong background in investment company products and variable contracts. Anthony currently holds Series 6, 26, and 63 securities licenses and has been registered with The Leaders Group, Inc. since November 2021. Previously, Anthony was registered with Northwestern Mutual Investment Services, LLC. Anthony's expertise and experience in the financial services industry, combined with his commitment to his clients, make him a valuable resource for individuals seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
11/16/2021 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CA
07/11/2005 - 11/19/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (BAKERSFIELD CA)
BC
Issued 05/06/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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