Unclaimed
Anthony Scrivanich is a financial advisor with over 30 years of experience in the industry. Anthony is currently registered with UBS Securities LLC. Anthony has held previous positions with Scotia Capital (USA) Inc., Nomura Securities International, Inc., UBS Financial Services Inc., Salomon Smith Barney Inc., and Paine Webber Incorporated. Anthony has a broad range of experience in the financial services industry, including municipal securities, options trading, and general securities. Anthony is also a registered principal, which means that Anthony is responsible for the supervision of other financial advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/05/2023 - Present
UBS Securities LLC (NEW YORK NY)
NY
01/11/2010 - 12/05/2022
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
NY
07/07/2008 - 01/08/2010
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
01/16/2006 - 07/02/2008
UBS SECURITIES LLC (NEW YORK NY)
NJ
08/25/2000 - 01/16/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
01/29/1997 - 08/23/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
10/21/1992 - 02/07/1997
CITICORP SECURITIES, INC. (NEW YORK NY)
NJ
11/21/1989 - 08/13/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 01/26/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/22/2004
Series 24 - General Securities Principal Examination
BC
Issued 02/14/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/21/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/29/1990
Series 4 - Registered Options Principal Examination
BC
Issued 01/05/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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