Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Colon is a Registered Representative with Maxim Group LLC. Anthony is a securities professional with over 9 years of experience in the financial services industry. Anthony has a Series 7, Series 24, Series 4, Series 55, Series 57TO and Series 63. Anthony is also registered with the states of New Jersey and New York. Anthony has previously worked at BNY Mellon Capital Markets, LLC and Pershing LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
07/06/2023 - Present
Maxim Group LLC (RED BANK NJ)
NY
06/24/2021 - 03/01/2023
BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)
NY
03/29/2014 - 06/24/2021
PERSHING LLC (NEW YORK NY)
BC
Issued 06/06/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/02/2017
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/29/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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