Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Clayton Rice is a financial advisor with over 25 years of experience in the industry. Anthony is currently registered with LPL Financial LLC in Richardson, Texas. Anthony has worked with a variety of firms in his career including National Securities Corporation, WFG Investments, Inc., Wells Fargo Advisors, LLC, A.G. Edwards & Sons, Inc., Institutional Securities Corporation, CitiStreet Advisors LLC, and Fidelity Investments Institutional Services Company, Inc. Anthony holds Series 6, 7, 63, and 66 licenses. Anthony has experience providing financial planning, consulting and other non-discretionary advisory services, pension consulting, educational seminars, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/28/2024 - Present
LPL Financial LLC (RICHARDSON TX)
TX
07/28/2017 - 07/22/2022
NATIONAL SECURITIES CORPORATION (DALLAS TX)
TX
11/25/2009 - 07/28/2017
WFG INVESTMENTS, INC. (Dallas TX)
TX
01/01/2008 - 12/03/2009
WELLS FARGO ADVISORS, LLC (DALLAS TX)
TX
03/24/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DALLAS TX)
TX
01/06/2003 - 03/25/2003
INSTITUTIONAL SECURITIES CORPORATION (DALLAS TX)
CT
05/29/2002 - 12/16/2002
CITISTREET ADVISORS LLC (WINDSOR CT)
RI
03/22/1999 - 11/29/2001
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
TX
06/16/1995 - 12/31/1998
INSTITUTIONAL SECURITIES CORPORATION (DALLAS TX)
BOTH
Issued 02/03/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/15/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Anthony Rice is the right advisor for you? Invested Better is here to help.
