Unclaimed
Anthony Christopher Pflucker is a registered representative with Wells Fargo Clearing Services, LLC. Anthony has been in the financial services industry since 2010. Anthony has a Series 7, Series 66, and SIE license and is registered in multiple states. Anthony has experience with various financial products and services, including securities, investment advisory, and portfolio management. Prior to joining Wells Fargo, Anthony was employed by Salomon Whitney LLC, Rockwell Global Capital LLC, Brookstone Securities, Inc., PHD Capital, and J.P. Turner & Company, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/02/2013 - Present
Wells Fargo Clearing Services, LLC (HUNTINGTON NY)
NY
04/29/2011 - 08/13/2012
SALOMON WHITNEY LLC (BOHEMIA NY)
NY
10/14/2010 - 03/11/2011
ROCKWELL GLOBAL CAPITAL LLC (BOHEMIA NY)
NY
05/19/2010 - 07/23/2010
BROOKSTONE SECURITIES, INC. (BOHEMIA NY)
NY
07/31/2009 - 11/03/2009
PHD CAPITAL (HOLTSVILLE NY)
NY
04/22/2009 - 07/24/2009
J.P. TURNER & COMPANY, L.L.C. (SYOSSET NY)
BOTH
Issued 06/26/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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