Unclaimed
Anthony Christopher Flax is a financial advisor with over 15 years of experience in the industry. Anthony is a Registered Representative and Investment Advisor Representative. Anthony has been with LPL Financial LLC since July 2021. Prior to joining LPL Financial, Anthony worked at Waddell & Reed for over 12 years. Anthony is registered in a number of states and holds the Series 66, Series 7 and SIE licenses. Anthony specializes in providing investment advice to individuals, businesses, and charitable organizations. Anthony is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
07/21/2021 - Present
LPL Financial LLC (WICHITA KS)
KS
09/03/2008 - 07/21/2021
WADDELL & REED (WICHITA KS)
BOTH
Issued 09/19/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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