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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Christopher Bott is a financial advisor with Morgan Stanley. Anthony has been in the industry since 2007. Anthony has experience with both individual and institutional clients and is licensed in 53 states and the District of Columbia. Anthony has a wide range of experience including providing financial planning, asset allocation advice, and portfolio management services for individuals, businesses, and investment companies. Anthony is also experienced in providing pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
02/25/2020 - Present
Morgan Stanley (Stockton CA)
GA
08/03/2015 - 08/10/2015
PREFERRED CAPITAL SECURITIES, LLC (ATLANTA GA)
FL
08/17/2012 - 08/03/2015
INTERNATIONAL ASSETS ADVISORY, LLC (ORLANDO FL)
CA
09/28/2011 - 08/09/2012
TNP SECURITIES, LLC (COSTA MESA CA)
CO
01/07/2011 - 09/14/2011
COLORADO FINANCIAL SERVICE CORPORATION (CENTENNIAL CO)
CA
08/23/2007 - 02/24/2010
GRUBB & ELLIS SECURITIES, INC. (SANTA ANA CA)
IA
Issued 09/24/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/04/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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