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Anthony Chinonye Chukumba

Loop Capital Markets LLC

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About Anthony Chinonye Chukumba

Anthony Chukumba is a financial professional with over 20 years of experience in the industry. Anthony is currently registered with Loop Capital Markets LLC, located in Chicago, Illinois. Anthony holds several licenses, including Series 7, 86, 87, and SIE, demonstrating a broad range of expertise in the financial services field. Before joining Loop Capital Markets, Anthony worked for various firms, including BB&T Securities, LLC, Scott & Stringfellow, LLC, FTN Equity Capital Markets Corp., ABN AMRO Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Anthony Chukumba is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Anthony Chukumba’s Registration & Firm History

IL

11/14/2016 - Present

Loop Capital Markets LLC (CHICAGO IL)

NY

01/02/2013 - 10/11/2016

BB&T SECURITIES, LLC (NEW YORK NY)

NY

02/08/2010 - 01/02/2013

SCOTT & STRINGFELLOW, LLC (NEW YORK NY)

NY

12/08/2006 - 01/29/2010

FTN EQUITY CAPITAL MARKETS CORP. (NEW YORK NY)

CT

10/04/2001 - 04/12/2002

ABN AMRO INCORPORATED (STAMFORD CT)

NY

08/04/1997 - 07/17/2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

08/17/1993 - 08/29/1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/13/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/29/2006

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/20/2006

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 12/07/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Chinonye Chukumba.
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