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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Chen is an active investment advisor representative with Osaic Wealth, Inc. in Alpharetta, Georgia. Anthony has been in the financial industry since 2009 and holds Series 6, 7, 63, 65 licenses. Anthony also works as a financial advisor for Lighthouse Financial Network, LLC. Anthony has provided financial services for various individuals and institutions, including high-net-worth individuals, charitable organizations, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
08/08/2023 - Present
Osaic Wealth, Inc. (ALPHARETTA GA)
NY
07/31/2013 - 11/02/2018
SIGNATOR INVESTORS, INC. (MELVILLE NY)
NY
03/30/2012 - 09/04/2012
MML INVESTORS SERVICES, LLC (AMHERST NY)
NY
07/29/2008 - 03/22/2012
METLIFE SECURITIES INC. (WILLIAMSVILLE NY)
IA
Issued 04/20/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2018
Series 7 - General Securities Representative Examination
BC
Issued 07/28/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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