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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Charles Wiggan is a financial advisor registered with Raymond James & Associates, Inc. based in Hunt Valley, MD. Anthony has been in the financial services industry since 1990. Anthony has Series 7, 63, 66, 8, 9, 10 and 24 licenses. Anthony has over 30 years of experience in the financial services industry, and his clients include high-net-worth individuals, corporations, and other businesses. Anthony provides financial planning, investment management, and retirement planning services to clients in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
09/06/2016 - Present
Raymond James & Associates, Inc. (Hunt Valley MD)
MD
07/24/2012 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (BALTIMORE MD)
MD
01/13/2001 - 07/12/2011
DEUTSCHE BANK SECURITIES INC. (BALTIMORE MD)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
04/10/1992 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NJ
08/22/1989 - 05/06/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 04/01/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/13/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/08/2002
Series 24 - General Securities Principal Examination
BC
Issued 12/03/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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