Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Charles Smith is a financial advisor registered with Calton & Associates, Inc. Anthony has over 20 years of experience in the financial services industry. Anthony is licensed to provide investment advice in 13 states. Anthony is a Series 7, Series 24, Series 63, and Series 65 licensed professional. Anthony is an owner of Windward Wealth Management, LLC and a partner in Windward Insurance & Tax Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
FL
02/20/2015 - Present
Calton & Associates, Inc. (TAMPA FL)
FL
07/08/2008 - 02/17/2015
NEWPORT COAST SECURITIES, INC. (OCALA FL)
FL
03/31/2003 - 07/03/2008
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (OCALA FL)
OH
04/18/2000 - 03/31/2003
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC. (BRYAN OH)
NY
08/31/1999 - 04/18/2000
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
CA
02/27/1998 - 09/01/1999
BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)
OH
01/07/1998 - 03/09/1998
MFI INVESTMENTS CORP. (BRYAN OH)
FL
07/09/1997 - 02/09/1998
CRISPIN KOEHLER SECURITIES (TAMPA FL)
MA
01/14/1997 - 07/15/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
01/14/1997 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NY
07/11/1995 - 12/04/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
07/05/1994 - 07/03/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/11/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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